FINOP SOLUTION

CPA & Series 27 Financial & Operations Principal (FINOP)
 

Call me today!

Learn how I can

assist with your firm's  regulatory compliance.

 

FINOP SOLUTION

An independent professional firm

offering regulatory compliance solutions

exclusively for introducing Broker Dealers.

 

 

 

      Hello!  I'm Diane Goodin, an Austin, Texas CPA and Series 27

      Financial & Operations Principal (FINOP).  I offer a comprehensive

      solution for regulatory compliance, developed over many years
      working as an independent Financial Principal for numerous
      Broker-Dealers across the United States.  I welcome the opportunity
      to discuss with you how my methods streamline accounting tasks
      while allowing monitoring of net capital on a daily basis.  Working
      together, we will ensure your firm's accurate and timely compliance
      with the important financial regulations set forth in SEC Rule 15c3-1.  
   
      My mission is to ensure FINOP regulatory compliance for introducing
      Broker-Dealers while working to earn genuine client satisfaction. 
      Call me today in beautiful Austin, Texas!
 
      512-656-2827 (ph) 512-233-2828 (fax) cpa@finopsolution.com (email)