 |
FinopSolution is a results-oriented professional firm offering
turnkey FINOP consulting and solutions. Our mission is to
provide superb customer satisfaction and regulatory compliance.
We offer years of knowledge gained serving Broker-Dealers
across the country. FinopSolution's professional experience
and expertise can benefit your firm.
My name is Diane Goodin and I am a Texas CPA and licensed
NASD Series 27 Financial & Operations Principal (FINOP).
My value-added services are available to established introducing
Broker-Dealers. I can register with NASD as your firm's
outsourced FINOP. Alternatively, I am available to assist the
busy in-house FINOP in preparation of financial data.
Either way, as your Registered FINOP or your FINOP Assistant,
I specialize in preparation and electronic filing of net capital
computation, exclusively focused on introducing Broker-
Dealers. Together we will ensure your firm's accurate and
timely compliance with regulations set forth in SEC Rule 15c3-1.
Join my client's success today! Call me now, or click the link
to send an email, and I will contact you as soon as possible.
Thank you for your interest in FinopSolution.
|
|

 |