FINOP SOLUTION
An independent professional firm
offering regulatory compliance solutions
exclusively for introducing Broker Dealers.
Hello! I'm Diane Goodin, an Austin, Texas CPA and Series 27
Financial & Operations Principal (FINOP). I offer a comprehensive
solution for regulatory compliance, developed over many years
working as an independent Financial Principal for numerous
Broker-Dealers across the United States. I welcome the opportunity
to discuss with you how my methods streamline accounting tasks
while allowing monitoring of net capital on a daily basis. Working
together, we will ensure your firm's accurate and timely compliance
with the important financial regulations set forth in SEC Rule 15c3-1.
My mission is to ensure FINOP regulatory compliance for introducing
Broker-Dealers while working to earn genuine client satisfaction.
Call me today in beautiful Austin, Texas!
