FINOP SOLUTION
CPA & Series 27 Financial & Operations Principal (FINOP)

Benefits For Your Firm

 

l CPA who understands Generally Accepted Acct Principles (GAAP).

          
l Effective, experienced communications with FINRA representatives.

 
l Ability to daily monitor net capital from an off-site location.
l Maintenance of backup copies of financials at my office.
l Liaison to outside Accountants during annual audit.

 
l Guaranteed call back or email response within 24 hours.

 

l Reasonable flat monthly fee.
 

l Qualified and Experienced.  After graduating cum laude from
        Texas A&M University with a BBA in Accounting, I became a
        licensed CPA and subsequently a licensed Series 27 Financial
        & Operations Principal.  Over the course of my career as a
        FINOP, beginning in 1998, I have been successfully registered
        with broker-dealers across the United States, providing
        regulatory compliance and consulting to each of these firms 
        while maintaining a clean regulatory compliance record.
        Effective time management, attention to detail and superior
        organization skills have proven essential in diligently serving
        multiple entities.  I am happy to provide excellent Broker-Dealer
        references.  Please inquire for further information!
 
 
        512-656-2827 (ph) 512-233-2828 (fax) cpa@finopsolution.com (email)