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Whether your firm is an established or prospective Broker-Dealer, I have proven solutions to ensure compliance with complex regulations set forth by FINRA and in SEC Rule 15c3-1. Contact me today and I will answer your questions about the responsibilities I will assume as your firm’s Financial & Operations Principal (FINOP).

phone: 512-656-2827
fax: 512-233-2828
email: cpa@finopsolution.com


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