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My name is Diane Goodin. I am a Certified Public Accountant, licensed in
the State of Texas since 1996, and serving clients across the United States.
I have been a licensed Series 27 FINOP since 1998 and have continuously
served introducing Broker-Dealer clients since that time. During my tenure
as a FINOP, I have maintained a clean compliance record with the FINRA
and have never experienced a customer complaint or inquiry.
Excellent regulatory compliance is absolutely essential to the ongoing
business of every Broker-Dealer. My experience in the securities industry
leads me to the conclusion that strong accounting knowledge and
procedures are the backbone of a strong compliance record. Without
accurate and timely accounting, regulatory compliance will suffer. That is
why, as a CPA, I am offering your firm added-value, above and beyond
the typical FINOP function. You can choose FinopSolution to provide full
service as your registered FINOP, or to assist your in-house FINOP in making
your books ready for net capital computation. Either way, a CPA who
understands and applies Generally Accepted Accounting Procedures will
provide the assurance you need and deserve.
IMAGINE…..Whether we work as your firm's FINOP, or as your FINOP
Assistant, we can help to satisfy your accounting and regulatory
compliance requirements. The fee you will pay is far less than you will pay
even an entry-level bookkeeper. Most importantly, you will enjoy all the
added-value only a CPA can offer!
Contact us today for more information on our FINOP services.
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